Designed for financial inclusion
As an alternative investment focused broker dealer, we strive to level the playing field for women and minority-owned businesses by providing access to capital for growth, exits, and equity unlocking.
Open Source Capital was designed with the capital markets and regulatory authorities in mind. Our FinTech solutions enable quick and easy access to capital via mobile or online with a few clicks, allowing a greater degree of control than traditional banking. We provide private placements to eliminate stress and ensure seamless access to your capital.
Our mission is to facilitate efficient and regulated capital formation.
We are committed to ensuring full compliance with all state and federal regulations. Our affiliation with FINRA speaks to our commitment to adhering to industry standards and avoiding any misleading communications, as outlined in FINRA Rule 2210(d)(1). Additionally, we provide quarterly reports to FINRA and year audits to both FINRA and SEC. Visit FINRA’s website for more information on our regulatory status.
We are licensed in 38 states and the US Virgin Islands.
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Cyber Security
Data Management
Security Reporting Compliance
Software as a Service
Third Party Relationship
Industry Affiliation
Industry Service Providers
Professional Affiliations
Accountants - referrals
Angel Networks
Lawyers - referrals
Medical Associations
Private Equity
Private Investors
Professional Associations
Venture Capital Firms
Frictionless Access To Capital
Removing Barriers
We offer two products – Open Source Capital Market and Open Source Capital Exchange.
Open Source Capital Market is an electronic deal matching marketplace for debt and equity capital, connecting business owners and investors with innovative compliance and regulatory integrations. Structured investments on our platform lead to success for all stakeholders.
We anticipate our Open Source Capital Exchange ATS for non-public companies and alternative securities to go live in 2024. This will provide an opportunity for women and minority-owned businesses to access equity and liquidity that is often difficult to acquire. All broker-dealer ATS are regulated by the SEC which requires filing of quarterly reports and yearly audits.
Our investors are equally comfortable making either control and non-control investments and are actively pursuing full buyouts, MBOs, recapitalizations and growth equity investments meeting the following criteria:
Note: Non-publicly traded securities are deemed high risk and are only suitable for certain type of accredited and institutional investors. Subscribers can request copies of our safeguard and procedures used to protect their confidential trading information.
Agriculture
Consumer Products
Healthcare Services
Marketing, Legal and Insurance Services
Niche Manufacturing
Oil & Gas
Outsourced Business Services
Real Estate
Situation “Story” Transactions
Technology/Software
Turnarounds
Value-added Distribution & Logistics
A broker-dealer is an individual or firm that engages in the business of buying and selling securities for its own account or on behalf of its clients. Broker-dealers must be licensed by the Financial Industry Regulatory Authority (FINRA) and must comply with applicable securities laws and regulations.
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A broker is a licensed financial professional who helps investors buy and sell securities, such as stocks, bonds, mutual funds and other investment products. Brokers typically receive a commission for their services and use their expertise to make recommendations regarding appropriate investments based on the investor’s objectives and risk tolerance.
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FinTech has revolutionized the financial services industry by allowing for improved access and delivery of consumer offerings through the integration of technology.
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Women and minority-owned businesses gain access to capital in a frictionless manner.
Family offices, pension funds, venture capitalists, and private equity gain access to companies that have already gone through the due diligence process.
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Entities engaged in capital raising activities are required to comply with a diverse set of regulations imposed by the Securities and Exchange Commission, the Financial Authority, and state securities regulators. Such stringent regulatory measures are intended to safeguard public interests and ensure industry professionals adhere to the highest standards of regulatory compliance. As a consequence, every offering or capital raised must undergo a meticulous evaluation process to ensure strict adherence to regulatory guidelines.
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As per the guidelines laid out by the Financial Industry Regulatory Authority (FINRA), Broker-Dealers are obligated to undergo an annual Audit conducted by a PACOB Auditor. Furthermore, the Audit report must be furnished to the Securities and Exchange Commission (SEC) to ensure compliance with regulatory standards. In addition to these annual requirements, Broker-Dealers are also obligated to provide quarterly financial reports and undergo continuing education to stay abreast of the latest developments in the industry.
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Open Source Capital is committed to compliance with all Securities Exchange Act and FINRA regulations. Our FinTech web portal was created to source capital that adheres to these rules and regulations. To ensure a successful launch, we laid out a precise and methodical business plan and strive to remain transparent and clear in our operations.
We are offering an extensively reviewed setting where investors and business owners can come together and do business. We are setting up cutting-edge ATS (Alternative Trading System) to generate liquidity for non-publicly traded companies.
Led by President David L. Wilson, an experienced financial and securities industry veteran with Series 7, 63, and 24 securities licenses, and a history of more than three decades of community leadership, Open Source Capital is ready to revolutionize capital sourcing.
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Monday-Friday: 9:00 – 6:30
1717 N. Bayshore Dr. Suite 208 | Miami, FL 33132
(305) 358-1040
info@opensourcecapitalmarket.com
